I must admit to being very selfish at this year’s EIC. Instead of going to the sessions that would likely have been most useful to Quest, I went to those that spoke most strongly to my own curiosities. The first thing I did was explore how vendors, users, and analysts feel about standards. It seems like it’s a chicken and egg subject – still. Users wait for vendors to adopt standards. Vendors wait for users and analysts to put force behind them. And in the mean time, only obvious success (SAML) and obvious need (XACML) seem to get standards investment and attention. The most interesting moment of this leg of the journey was when @OASISopen‘s Dr. Laurent Liscia asked from the keynote stage how many people in the audience were vendors to “make sure we’re not talking to ourselves.” Apparently we weren’t, but it was an interesting glimpse into how the whole notion is perceived even by those most dedicated to that cause of standards.
I also went to an absolutely fascinating deep dive into EU privacy and data protection law, which was hosted by Dr. Jörg Hladjk of Hunton & Williams LLP. Perhaps the most interesting thing I walked away with was a new sense of how fragile these protections really are. I think people in the US tend to think about these laws as being very intimidating and forceful. But that likely comes from the vastly complicated contract, audit, and procedure (paperwork) that is needed to deal with the laws. However, two shocking things became clear over the course of the day. First, any reasonable legal basis can be used as a basis to get at the data. A person can sign away all the protection in a single stroke – as anyone who agreed to the terms to get an iPhone in the EU has done in some part. And, because the framework is so much more comprehensive, things like a EULA, which is routinely cast aside in US cases since it’s seen as so flimsy, is much more forceful in the EU since the user is deemed to be so much better informed and protected by the framework. Second, there are cases where protections in the US are stronger than in the EU. A good example is when it comes to breech notification, where a data steward is forced to notify you of some event that may have compromised your PII. It seems that between NSTIC, efforts at the state level (like California’s new proposed “social media” law), and other things in the works, the US may actually come out ahead of the game in a practical sense within the decade.
The last lesson was a pleasant surprise: nearly all identity minded people are closet philosophers. Anyone reading this is likely to know my undergraduate (and only) degree is in philosophy, and perhaps also that I still indulge that impulse heavily as often as I can. Dr. Emilio Mordini, CEO of the Centre for Science, Society and Citizenship (CSSC), gave a keynote on the nature of secrets that was a HUGE hit. Not to say everyone agreed with all his views. In fact, @NishantK and @ggebel both took shots at his ideas from the same keynote stage later. The idea that drew the most criticism was Dr. Mordini’s very unpopular conclusion that one shouldn’t worry about securing data, but rather tracking data. He feels it’s less important to worry about keeping a secret than keeping track of who knows the secret. All of this flows from his central thesis that all secrets are Pulcinella secrets – not really secrets but rather, like a secret in a small town, something everyone knows but no one says so long as the parties involved have the power to motivate everyone to not say it in the town square. Tim Cole goes into all the details of the Pulcinella story on his own blog. The truth of all of it is left as an exercise for the reader. But the thing that made me happy was the abstract conversations in the hallways and bars for the rest of the conference as everyone digested the deeply interesting issues that were raised and what they meant in our shared context of identity, access, privacy, and technology.
After some holidays, lots of internal meetings, and some insane travel schedules, things are settling back down this week just in time for me to head to TEC. So I can get back to spending time with Quest’s customers, partners, and having great discussions with people. In the last week, I had three excellent conversations, one with a panel of folks moderated by Martin Kuppinger from Kuppinger & Cole set up by ETM [link to podcast site], another with Don Jones and an audience of folks asking questions set up by redmondmag.com [link to webcast], and the third just today with Randy Franklin Smith [link to webinar site]. All these discussions revolved around managing identity (of course); they focused on the business’s view of IAM, wrapping proper security controls around Active Directory, and controlling privileged user access, respectively. Even though the subjects seemed quite far apart, a common question emerged: how do you translate the policy the business has in mind (or the auditor has in mind) into something actionable which can be enforced through a technical control? Put another way, the problem is how to take wishes expressed in business terms and make the come true with technology. To me, this is the central question in the IAM world. We have many ways to enforce controls, many ways to create compound rules, many ways to record and manage policies. But the jump from a policy to a rule is the tricky bit.
Let’s take an example and see what we can do with it. Everyone in the US and many around the world know SOX, and most that know it are familiar with section 404. There is a great wikipedia article about SOX section 404 if you want to brush up. Section 404 makes the statement that it is “the responsibility of management for establishing and maintaining an adequate internal control structure and procedures for financial reporting.” While this makes sense, it’s hardly actionable. And businesses in the US have relied on many layers of committees and associations to distill this. What is that process? It’s lawyers and similarly minded folks figuring out what executives can be charged for if they don’t do things correctly in the face of vague statements like the one above. So they come up with less and less vague statements until they have something they feel is actionable. Of course, what they feel is actionable and what some specific IT department sees as actionable may be quite different.
From the filtering at the high levels of the interbusiness activities you get a statement like “Understand the flow of transactions, including IT aspects, sufficient enough to identify points at which a misstatement could arise,” which comes from the work done by the SEC and POCAB to interpret SOX section 404. That approaches something IT can dig into, but it’s hardly actionable as is. But now a business can take that, bring it inside the organization, and have their executive management and IT work out what it means to them. Of course, there are scads of consultancies, vendors, and others who would love to assist there. Your results may vary when it comes to those folks, or your own folks, being able to make these statements more or less actionable. With this specific statement about the “flow” of data and not allowing “misstatement” to arise, there is general agreement that having IT staff with administrative powers that could, in theory, alter financial data is a risk that needs to have a control. And from that general agreement has risen an entire market for privileged access management products that allow you to restrict people who need administrative rights to do operational tasks in IT infrastructure from using those rights to somehow change data that would be used in any kind of financial reporting (or use that access to do any number of other things covered by other sections of SOX or other regulations like PCI, etc.).
What should be apparent is that things like RBAC, ABAC, and rules based approaches to access control are all simple and straightforward when compared to taking policy and making it actionable. Putting an RBAC system into place is taking action. But, as anyone who has been through an RBAC roll out will tell you, the hardest bit is figuring out the roles. And figuring out the roles is all about interpreting policies. So what is the answer for all those folks on these webcasts who wanted to know how to master this art? The short answer is like the old joke about how you get to Carnegie Hall: practice. The medium length answer is to find a consultancy and a vendor that you trust and that have had the right amount of practice and make them do it for you. The long answer is to follow the path I took above trying to explain the question. You need to analyze the requirements, break them down, and keep doing that until you start getting statements that look slightly actionable. Of course, that takes a huge amount of resources, as evidenced by all the money that’s been spent on SOX alone in the US (that same wikipedia article quotes one study that says the cost may have been 1.7 trillion USD). And the final trick is to take your actions and breakdowns back to the top, your auditor or CISO or whomever started the chain, and validate them. That’s a step that gets skipped all too often. And then you see million dollar projects fail with one stroke of an auditor’s pen.
I’m not sure why, but the theme for me at EIC10 was policy. It wasn’t that the sessions or discussions were intent on going there. If anything, it was quite the opposite. I sat in on one of the “pre-conference” sessions that was titled “Moving beyond the Perimeter: Identity & Access Management for a Networked World“. That was what set the tone. I went in expecting a lot of discussion about how organization could, should and have been able to overcome the tricky policy barriers to open themselves up and manage access. The reality was that we spent a lot of the time discussing how to get over the challenges of making IAM work inside the perimeter so they can start thinking about the outside. For those that had some established outside presence for identities accessing other resources or accessing their own (and it was only a few), they were set back on their heels by my questions about policy and challenges to explain the legal implications of those access points. Later on, in a session titled “It has been Quiet around Federation. Is this a good Sign or a bad one?“, asked what challenges were faced by your organization when trying to federate, I answered that we (Quest) had faced numerous legal challenges to getting federation done. Each time has been a meeting with lawyers and lawyers meeting with lawyers and so on. The shocked looks from the general audience didn’t quite drown out the few nodding heads that clearly knew exactly what I meant. It shouldn’t surprise me that technology outstrips policy and that technologists don’t see the policy lagging behind until it’s too late, but somehow it always does.
Of course, technology is still my preoccupation so I was equally into the technology of policy that seemed to pervade EIC10. XACML was everywhere. Or maybe it only seemed that way because I attended so many of Felix Gaehtgens‘s sessions. However, there were a few stark contrasts that struck me. First, there were no fewer than 5 vendors on the floor offering XACML based or compliant solutions for externalized authorization. Despite that, I didn’t see one keynote mention it, nor customer story talk about having that be built into their architecture. Even the big vendors, when directly questioned about it, immediately submersed it into an acronym soup of SAML, claims, and other federated related stuff. It seems like many are now using “federated” interchangeably with “externalized”, which is sensible on some level but seems to lose some of the important distinctions between the two (e.g. trust is explicit with federation and implicit with externalization). By far my favorite externalized authorization moment was in a panel titled “How to make your Software Security Architecture Future-Proof” when Felix asked Kim Cameron, who had just made his interstellar announcement, the following: “if the application has to have internal logic to handle claims, then the authorization has not been externalized, right?” Kim made no real answer. But I think Felix said what a lot of people were thinking. Claims are the bees knees, but WIF still embeds all the authorization logic right in the application itself.
This will be the last on the conference. It was a real blast and I got to meet some of the folks who have haunted my mind via twitter for a long time in person. Good stuff.
Last week was #TEC2010. It was my second year at the event, and I was again stunned by the unique vibe it has. Since TEC is focused on education for the folks in the trenches of managing directories, the crowd is markedly different from many other events I attend. There were some senior management types around, mostly owing to the Microsoft centered nature of the event and their shops being very heavily Microsoft focused. The vast majority were people who architect, deploy and maintain directories, though. And it was far from just Microsoft directories. I heard every type of directory mentioned by the folks in the crowds, from RACF to Novell.
One of the main highlights for me was Conrad Bayer‘s keynote about Active Directory and the future of identity services at Microsoft. It was very refreshing to hear someone from the top of the technology food chain at Microsoft saying a lot of things that have been true for a while. Conrad directly acknowledged the breakdown in the concept of using structured hierarchy to represent the relationships between identities and organizations in today’s world. He also gave a nod to the difficulties there are with peer-to-peer federation approaches, though he said ease of use should mitigate that, which I do not agree with. He also pointed out the competitive advantage Microsoft sees in RMS when compared to other identity vendors. I found that odd, but very interesting. Lastly he called out that most clients he speaks with thinks that identity is one of the last things they would move to the cloud, which is something I hear a lot as well.
The other session I enjoyed very much was Brian Puhl‘s. Brian is from Microsoft’s own MSIT division and is in charge of identity services. As he put it, his job is “dog fooding” – using what Microsoft makes for Microsoft’s benefit. Likely the most notable thing about the entire presentation and discussion that followed to me was that the word authorization was in the title and never once did the term XACML make its way into the chatter. At points I got the feeling there was some very complicated mental gymnastics going on to avoid the idea that policy expression needs a platform and protocol. At one point Brian said point-blank “my hosting provider needs to give me a mechanism to express the complexity and facets of my required policies”. I almost coughed out “XACML”, but held it back. Two observation Brian made that struck me as totally true were that trust (and policy) often boils down to contracts and that key management is every bit as important and encryption itself. These are two lessons that only someone who has had to wrestle with lawyers or exotic devices’ key renewal protocols would be able to offer.
By far, the best part of the conference was speaking to the hundreds of fellow attendees – and this year I was thankfully just an attendee so I had no booth duty to distract from the fun. I had conversations with the world’s largest banks, small law firms, government affiliated agencies who remained nameless and everything in between. Every one of them had backlogs of issues they were looking to get ideas on, and the peer level advice flying around was worth it’s weight in platinum. If only there was a good way to bottle that – that would be something we could all use.
My esteemed fellow Quester Jackson Shaw just blogged about SAML being used for ABAC. I also heard a lot of talk about this at RSA last week in side conversations. I thought I may talk about it a bit; now Jackson’s given me the opportunity. It seems that using SAML to cure the ails of other less mature MLs is all the rage. I’ve also been watching Jeff Bohren‘s posts about SPML and SAML. In that case SPML is set against SAML + LDAP. I think it’s all related.
SAML is taking off. There are a lot of platforms and vendors supporting it, architects and developers are adopting it and it seems to have a mature set of features that are making all of them happy. But then you look to the next set of issues, provisioning (specifically just in time provisioning) and authorization, and you find much less satisfying results. So people have the old “if you have a hammer everything looks like a nail” short circuit and start asking why not use the thing everyone likes, SAML, for those problems, too? The saml.xml.org site gives a clear explanation of how SAML can be applied to ABAC:
SAML is being applied in a number of different ways, one of which is Attribute-based authorization. The attribute-based authorization model has one web site communicating identity information about a subject to another web site in support of some transaction. However, the identity information may be some characteristic of the subject (such as a person’s role in a B2B scenario) rather than, or in addition to, information about when and how the person was authenticated.
Like every hammer brought to bear on a screw, it falls short a bit. If all you need to do is pass attributes into the application, then SAML will help for sure. But if you’re looking for a way express and store policy about the content of those attributes and what the resultant set of decisions should be based on the expression of those policies, then you’re out of luck. That, and more, is precisely what XACML is; as wikipedia nicely states: “XACML … is a declarative access control policy language implemented in XML and a processing model, describing how to interpret the policies.” To really solve the authorization problem, that’s what you need. And you especially need it if you want to solve the even larger issues around having common policy applied across many applications all sharing a common policy set, policy storage and management and policy delivery.
Access control traditionally combines two related, but distinct, functions:
- Authentication – The real-time process of confirming a user’s claimed identity with a specified, or understood, level of confidence.
- Authorization – The real-time process of deciding whether a user can interact with a particular resource in a particular way and enforcing that decision
Though I typically hear people discuss this as if authentication was one thing and access control is used as a synonym for authorization. If people use Ant’s definition, then SAML already handles all of the authentication part and can play in the authorization part as well by supplying attributes. But if access control is being used as a synonym for authorization, then SAML has less to offer since it only supplies the attributes and leaves the application to do the heavy lifting.
Under any definition of authorization, I think it’s safe to say that SAML will only be able to make a significant contribution after some heavy modification to include a lot of the XACML elements or through the emergence of some other cooperative standard that laps XACML and is very “SAML friendly”. Neither one of those is on any horizon I see. And any extension of SAML to be more XACMLish will only bring all the practical challenges that XACML adoption faces (application refactoring, policy definition, inter-application cooperation, etc.). And wouldn’t it defeat the purpose of using your nice hammer to make the handle 20 feet long and the head 50 pounds heavier?
I’ve got an idea in my head I can’t shake. I’d like to make a picture that will display as simply as possibly the whole landscape of “federation”. Right away, it runs into problems because that world does not adequately capture the space anymore. The term federated identity seems better. Every major identity project I’ve come upon in the last 6 months has had a “federation” component. Some are looking to ease bringing in new users via M&A. Some are thinking about people visiting their public websites. The only thing they all seem to have in common is they are all very confused about their options. The confusion is not surprising. There are so many options. Many of the Microsoft centered clients that Quest sees on a regular basis are thinking about ADFS and Geneva (most still call the whole Microsoft next generation federated identity Geneva even thought they are aware it has it’s new official set of names). Everyone is talking about SAML and many about OpenID. So my thought was to make a picture to use as a discussion tool. Love to get thoughts here or at @jonathansander. My first, rough attempt is here:
Mark Diodati from Burton Group put together an article about what he sees his clients asking about. what surprised me were some of the categories he used. something like “Access Management” is so broad that it acts as a catch all. not surprisingly it gets second place after “Authentication” with 14.4% to authN’s 22.5%. Of course, authN is also pretty broad, but “Access Management” can cover just about every topic relevant to IAM given the chance. to be fair, i’m not sure what you can do about an issue like this. when you’re asking people to classify their comments, there’s only so specific you can get before you confuse or bore.
complaints about methodology aside, there was not much that’s surprising here. a lot of it mirrors our own 7 projects, those tactical goals that are the eggs and juice of the IAM healthy breakfast. If there was any surprise, it was “Federation” at 5.4% and “Authorization and Entitlement Management” at 4.4%. It seems like that’s all IAM folks and many clients want to talk about. But maybe a lot of that buzz got sucked into “Access Management” where it could rightfully belong.
About the Identity Sander
- Buh-bye SHA1. Nice knowing you: Announcing the first SHA1 collision security.googleblog.com/2017/02/announ… via @googleresearch #security #encryption:: 6 days ago
- Physician, heal thyself: @RSAConference WiFi Users Under Attack mobile.esecurityplanet.com/hackers/rsa-co… via @eSecurityP #security #fail:: 1 week ago
- The #security case for #password managers. youtu.be/xHSnHj-zKF4 via @voxdotcom #IAM:: 1 week ago
- Report from @the_brc shows giant shift in retail's focus from theft to #cybercrime as a #threat:… twitter.com/i/web/status/8…:: 3 weeks ago
- The collision of #security and #math geekery - @numberphile covers RSA-129 youtu.be/YQw124CtvO0 #cryptography:: 3 weeks ago
- What does pleading the 5th mean in the age of #IoT? - pacemaker data used in insurance fraud case networkworld.com/article/316274… #security #IAM:: 3 weeks ago
- RT @katherinert15: Why Security Managers are Failing at Password Security bit.ly/2kLB8Ln w? @sanderiam @mubix #passwords:: 1 month ago
- Hope it's more than hype: Bosch, Cisco, Gemalto and More: Tech Giants Team Up For #Blockchain #ioTsecurity bit.ly/2ktrgGv #security:: 1 month ago